Investor Protection

NJB guidelines and industry safeguards keep you and your investments secure.


The futures industry remains one of the most regulated industries in the United States. All futures commission merchants and brokerage houses are regulated by the Commodity Futures Trading Commission and the National Futures Association. Every firm that conducts business with the public as a Futures Commission Merchant must have and maintain sufficient capital to meet its financial obligations to its customers. These requirements are subject to continuous audit and stringent enforcement.

Transfer of Market Positions

Should a firm be determined to be in a financial situation that could potentially jeopardize the safety of its customers’ funds, it can be directed to immediately cease operations and transfer all open customer positions in the market to a firm, which is financially sound. This is to ensure that adequately margined positions with a troubled firm will not be liquidated at a time when the customer may not wish for them to be liquidated.

Privacy Policy

NJB Futures, LLC respect each individual’s right to privacy. We value our relationship with our clients and take pride in their comfort with us. We realize how important it is for us to safeguard any personal information that may reveal your identity or account information. We have taken numerous steps to insure that your information will not be used by any other company for solicitation purposes.

NJB Futures, LLC is committed to maintain the privacy you deserve with your personal information that you provide us. When you apply for or maintain an account with NJB Futures, LLC we collect personal information about you for business and regulatory purposes. Evaluating your financial situation, processing your requests and transactions, and providing you with outstanding customer service are all day to day business activities that require this information.

We limit access to your personal information to those employees who need to know in order to conduct our business and service your account. All employees of NJB Futures, LLC are required to maintain and protect the confidentiality of your personal information. We maintain physical and electronic safeguards to protect all of our client’s information. NJB Futures, LLC will not sell or rent your name to anyone.

Segregated Accounts

All customer funds are kept in a customer segregated funds account which is separate from the bank account of the futures commission merchant and the brokerage firm. Funds can be used only for the purposes the customers intended and can at no time be commingled with the firm’s funds or the funds of the firm’s principals. Compliance is strictly enforced and regulators possess the power to take such immediate action as is considered necessary to protect the security of the customer’s money.

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